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Let $T:l_p \to l_p$ be an operator defined as: $$T(x_1, x_2, x_3 \ldots) = (2x_2 - 3x_1, 2x_3 - 3x_2, 2x_4 - 3x_3, \ldots)$$

I need to find and classify its spectrum.

First, I noticed that $T = 2S_l - 3I$, when $S_l$ is the shift left operator.

Using this I can say that $||T|| \le 2||S_l|| + 3||I|| = 2 + 3 = 5$. Which means that for $| \lambda | > 5$, $\lambda$ is a regular point.

Then, I tried to find its point spectrum. If $Tx = \lambda x$, then: $$(2x_2 - 3x_1, 2x_3 - 3x_2, 2x_4 - 3x_3, \ldots) = (\lambda x_1, \lambda x_2, \lambda x_3, \ldots)$$ which means that: $x_2 = \frac{3 + \lambda}{2} x_1, x_3 = \frac{3 + \lambda}{2} x_2, \ldots$

This gives $x = (\frac{3 + \lambda}{2} x_1, (\frac{3 + \lambda}{2})^2 x_1, (\frac{3 + \lambda}{2})^3 x_1, \ldots)$

This vector is in $l_p$ if $\frac{|3+\lambda|}{2} < 1$.

From here, I am not sure how to continue, and I still need to find the continuous spectrum and residual spectrum of $T$.

Help would be appreciated.

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1 Answer 1

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It's easier to concentrate on $S_l$ first.

You've found that it has eigenvectors $(1,\lambda,\lambda^2,\ldots)$ with eigenvalue $\lambda$, for any $|\lambda|<1$. Moreover its norm is $1$, so any $|\lambda|>1$ is a regular point.

This means that its point spectrum $\sigma_p(S_l)$ is the open unit ball, while $\sigma(S_l)$ is a subset of the closed unit ball. Moreover, the whole spectrum $\sigma(S_l)$ is a closed set bounded by the norm $\|S_l\|=1$. This implies that $\sigma(S_l)$ is precisely the closed unit ball.

By the spectral mapping theorem, the spectrum of $T=2S_l-3I$ is "$\sigma(T)=2\sigma(S_l)-3$", that is, it is the closed disk of radius $2$ centered at $-3$.

To classify the spectrum requires one more step. The adjoint of $S_l$ is $S_r$ so $$T^*=2S_r-3I$$ Repeating your exercise for the right-shift operator shows that it has no eigenvectors at all.
Now for any operator $A$, $$\sigma_r(A)\subseteq\sigma_p(A^*)$$ For $S=S_l$, this gives $\sigma_r(S_l)=\emptyset$. Hence the remainder of the spectrum of $S_l$ must be the continuous spectrum.
These results pass on to $T$ since it is just a translation of $S_l$, i.e., $\sigma_r(T)\subseteq\sigma_p(T^*)=\sigma_p(2S_r-3I)=\emptyset$. (If $\lambda\in\sigma_p(2S_r-3I)$ then $2S_r-(3+\lambda)I$ is not injective, so $(3+\lambda)/2$ would be an eigenvalue of $S_r$.)

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  • $\begingroup$ Could you clarify more on why the spectrum of $T$ is a closed disk of radius $2$ centered at $-3$? I don't exactly understand and I couldn't find the spectral mapping theorem you talked about. I also still don't see what is $\sigma _{p}(T)$ $\endgroup$
    – Gabi G
    Commented Dec 29, 2020 at 21:32
  • $\begingroup$ @GabiG I've modified the answer to include more details. $\endgroup$ Commented Dec 30, 2020 at 6:33
  • $\begingroup$ Thanks! Its much clearer right now. The only thing that I still don't exactly get is why $\sigma _r (A) \subset \sigma _p (A^*)$. I see why if $\lambda \in \sigma _r (A)$ then $ \bar \lambda \in \sigma _p (A^*)$, but why is $\lambda \in \sigma _p (A^*)$ ? $\endgroup$
    – Gabi G
    Commented Dec 30, 2020 at 10:48
  • $\begingroup$ @GabiG That depends on how the adjoint $A^*$ is defined, whether in the Banach space sense $A^*f=f\circ A$ or as the Hermitian adjoint for Hilbert spaces. In this case, since $p$ is not necessarily $2$, I took the former. So it should be $\lambda\in\sigma_p(A^*)$. But not every author takes the same convention. In any case, here it does not matter since $\sigma(T)$ is symmetric about the real line. $\endgroup$ Commented Dec 30, 2020 at 11:26

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