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Color each cell of a $3×3$ table with one of $3$ colors. What is the number of ways to do so if adjacent cells have different colors?


Of course we consider two paintings the same (equivalent) if exist reflection or rotation which take one to another. So

$$ \begin{array} {|r|r|r|} \hline \color{blue}{B}& \color{yellow}{Y} &\color{red}{R} \\ \hline \color{red}{R}& \color{red}{R}&\color{red}{R}\\ \hline \color{red}{R}& \color{red}{R}& \color{red}{R} \\ \hline \end{array} \;\;\;\;\;{\rm and} \;\;\;\;\; \begin{array} {|r|r|r|} \hline \color{red}{R}& \color{red}{R}& \color{blue}{B} \\ \hline \color{red}{R}& \color{red}{R}& \color{yellow}{Y} \\ \hline \color{red}{R}& \color{red}{R}& \color{red}{R} \\ \hline \end{array} $$ are the same colorings.

Since marked cells are ''independent'' we can color them at random but not with all 3 colors.

\begin{array} {|r|r|r|} \hline & X & \\ \hline X & &X \\ \hline & X& \\ \hline \end{array}

Case 1: If all $X$ are colored with the same color, then for each unmarked cell we have 2 posibilites. So in this case we have $3\cdot 2^{5}$ possibile colorings. But clearly some of them are equivalent. What should I do? Divide this with 4? Or 16? Something else?

Case 2: $Y$ is of different color then $X$. Now we have $3$ colors for $Y$ and $2$ for $X$. Rest of the places we can color $1^3\cdot 2^2$ so we have $6\cdot 2^{2}$ possibile colorings. But again reflections across midlle colum give us equivalent colorings so we should divide this by $2$? \begin{array} {|r|r|r|} \hline & Y & \\ \hline X & &X \\ \hline & X& \\ \hline \end{array}

Case 3: ... \begin{array} {|r|r|r|} \hline & Y & \\ \hline Y & &X \\ \hline & X& \\ \hline \end{array}

Is there more elegant aproach?

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2 Answers 2

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We can use Burnside's lemma to account for symmetries. By the OEIS, there are 246 different 3-colourings of a labelled 3×3 grid graph (i.e. before accounting for symmetry).

This graph's non-identity symmetries are as follows. The general form of a colouring invariant under this symmetry is shown, then a calculation of the number of such colourings.

  • 90° left/right rotations. A colouring invariant under this transformation looks like this: $$\begin{array}{|r|r|r|} \hline a&b&a\\ \hline b&c&b\\ \hline a&b&a\\\hline\end{array}$$ After $b$ is chosen, we have two possibilities each for $a,c$. Thus there are $3×2×2=12$ such colourings invariant under each of these symmetries.
  • 180° rotation. $$\begin{array}{|r|r|r|} \hline a&b&c\\ \hline d&e&d\\ \hline c&b&a\\\hline\end{array}$$ Either $b,d$ are different colours (6 ways), in which case $a,c,e$ can only assume the third colour, or $b,d$ are the same (3 ways) and $a,c,e$ can be one of two colours. There are $6×1^3+3×2^3=30$ invariant colourings.
  • Horizontal/vertical reflections. $$\begin{array}{|r|r|r|} \hline a&b&c\\ \hline d&e&f\\ \hline a&b&c\\\hline\end{array}$$ This is equivalent to the number of 3-colourings of a 2×3 grid graph. Appealing to the OEIS again, we see that there are 54 such colourings for each symmetry.
  • Diagonal reflections. $$\begin{array}{|r|r|r|} \hline a&b&c\\ \hline d&e&b\\ \hline f&d&a\\\hline\end{array}$$ This is equivalent to the number of colourings of a square, 18 according to the OEIS, multiplied by 4, yielding 72. The square is formed by $a,b,d,e$, and for each colouring of the square $c,f$ can be either of the two colours not used for $b,d$ respectively, hence the $2^2$ multiplier.

Burnside's lemma then gives the number of colourings up to symmetries as $$\frac{246+2×12+30+2×54+2×72}8=\color{red}{69}$$

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Let me post a pointer. The following MSE link from eleven months ago features orbital chromatic polynomials, which count proper colorings of a graph under the symmetries of its automorphisms. There is extensive documentation at that link. The code that was posted there is easy to apply here: the underlying graph with edges for adjacency this the three-by-three grid graph. We encode it as follows:

SQUARE3BY3 :=
proc()
option remember;

    return
    [9,
     {{1, 2}, {2, 3},
      {4, 5}, {5, 6},
      {7, 8}, {8, 9},
      {1, 4}, {2, 5}, {3, 6},
      {4, 7}, {5, 8}, {6, 9}},

     [[1,2,3,4,5,6,7,8,9], # identity
      [3,6,9,2,5,8,1,4,7], # 90 degrees
      [7,4,1,8,5,2,9,6,3], # -90 degrees
      [9,8,7,6,5,4,3,2,1], # 180 degrees

      [7,8,9,4,5,6,1,2,3], # horizontal flip
      [3,2,1,6,5,4,9,8,7], # vertical flip

      [1,4,7,2,5,8,3,6,9],    # falling diagonal
      [9,6,3,8,5,2,7,4,1]]];  # rising diagonal

end;

The Maple command OCP(SQUARE3BY3()); then immediately yields the OCP:

$$P(k) = 1/8\,{k}^{9}+8\,k-{\frac {133\,{k}^{2}}{4}}-3/2\,{k}^{8} +{\frac {33\,{k}^{7}}{4}}-{\frac {53\,{k}^{6}}{2}} +{\frac {217\,{k}^{5}}{4}}-{\frac {291\,{k}^{4}}{4}} +{\frac {507\,{k}^{3}}{8}}.$$

This yields for up to twelve colors the sequence

$$0, 2, 69, 1572, 19865, 153480, 830802, 3476144, 12003462, \\35757630, 94780235, 228579252, \ldots$$

which confirms the value for three colors that was first to appear.

Remark, as per comments. The value $P(k)$ of this OCP counts the number of colorings using at most $k$ colors. We can compute $P'(k)$ which gives the proper colorings using exactly $k$ colors by inclusion-exclusion. Here the nodes of the poset are subsets $Q$ of $[k]$ representing proper colorings using some subset of the colors in $Q$, which is counted by $P(|Q|).$ A coloring using exactly the colors from some set $R$ is represented by all nodes corresponding to supersets $Q$ of $R.$ With the weight being $(-1)^{k-|Q|}$ those colorings using exactly $k$ colors only occur at $Q=[k]$ with weight $(-1)^{k-|Q|} = (-1)^{0} = 1.$ A coloring using exactly $R\subset [k]$ colors is represented by all $Q$ such that $R \subseteq Q \subseteq [k]$, with total weight

$$\sum_{R'\subseteq [k] \setminus R} (-1)^{k-|R\cup R'|} = (-1)^{k-|R|} \sum_{r=0}^{|[k]\setminus R|} {|[k]\setminus R| \choose r} (-1)^{-r} = 0.$$

Hence only the colorings with exactly $k$ colors contribute and we find

$$P'(k) = \sum_{Q\subseteq [k]} (-1)^{k-|Q|} P(|Q|) = \sum_{q=0}^k {k\choose q} (-1)^{k-q} P(q).$$

This gives the finite sequence

$$0, 2, 63, 1308, 12675, 56520, 120960, 120960, 45360, 0, \ldots$$

because it is clearly impossible to color the grid using more than nine distinct colors. Observe also the entry for three colors, which is $P(3) - {3\choose 2} P(2) = 69 - 3\times 2$ i.e. we have subtracted the colorings using two colors (there are no coloring using one color and hence $P(2)$ counts colorings with exactly two colors). Also note that with nine colors all orbits have the same size, namely eight, and indeed we obtain $9!/8 = 45360.$ As to what happens when there are more than nine colors we can recover $P(k)$ as follows:

$$\sum_{q=0}^9 {k\choose q} P'(q).$$

Addendum. The reader might be interested to know that we can compute the OCP for larger grids, using the following code in conjunction with the quoted link:

SQUARE :=
proc(n)
    option remember;
    local src, rot, automs, edges, v2n;

    src := [seq(seq([p, q], q=0..n-1), p=0..n-1)];

    edges :=
    {seq(seq({[p, q], [p+1, q]},
             p=0..n-2), q=0..n-1),
     seq(seq({[p, q], [p, q+1]},
             p=0..n-1), q=0..n-2)};

    rot := v -> [v[2], n-1-v[1]];

    automs :=
    [src, # identity
     map(rot, src),                    #  90 degrees
     map(v -> rot(rot(v)), src),       # 180 degrees
     map(v -> rot(rot(rot(v))), src),  # 270 degrees

     map(v -> [n-1-v[1], v[2]], src),  # horizontal flip
     map(v -> [v[1], n-1-v[2]], src),  # vertical flip

     map(v -> rot([n-1-v[1], v[2]]),
         src),  # rising diagonal
     map(v -> rot(rot(rot([n-1-v[1], v[2]]))),
         src)]; # falling diagonal

     v2n :=
     [seq(seq([p, q] = 1 + p*n + q, q=0..n-1), p=0..n-1)];

    [n*n, subs(v2n, edges), subs(v2n, automs)];
end;

We obtain for a four-by-four the OCP

$$1/8\,{k}^{16}-3\,{k}^{15}+{\frac {69\,{k}^{14}}{2}} -{\frac {2015\,{k}^{13}}{8}}+{\frac {10437\,{k}^{12}}{8}} \\-{\frac {20307\,{k}^{11}}{4}}+15333\,{k}^{10}-{\frac {292907\,{k}^{9}}{8}} -{\frac {848501\,{k}^{7}}{8}}+{\frac {1023195\,{k}^{6}}{8}} \\-{\frac {240539\,{k}^{5}}{2}}+{\frac {557915\,{k}^{8}}{8}} -{\frac {8807\,k}{4}}+{\frac {112831\,{k}^{2}}{8}} +{\frac {683997\,{k}^{4}}{8}}-{\frac {347485\,{k}^{3}}{8}}$$

with the sequence

$$0, 1, 1155, 759759, 103786510, 4767856260, 107118740001, \ldots$$

We get for a five-by-five the OCP

$$1/8\,{k}^{25}+{\frac {69997383\,{k}^{17}}{8}}-5\,{k}^{24} +{\frac {195\,{k}^{23}}{2}}-1233\,{k}^{22}+{\frac {45399\,{k}^{21}}{4}} \\-80919\,{k}^{20}+{\frac {928545\,{k}^{19}}{2}} -{\frac {17590911\,{k}^{18}}{8}}-{\frac {118477969\,{k}^{16}}{4}} +{\frac {172111059\,{k}^{15}}{2}} \\-{\frac {1726958987\,{k}^{14}}{8}} +{\frac {3754019329\,{k}^{13}}{8}}-{\frac {1770719251\,{k}^{12}}{2}} \\+{\frac {5797425049\,{k}^{11}}{4}}-2053661272\,{k}^{10} +{\frac {20055169857\,{k}^{9}}{8}}+{\frac {9236896437\,{k}^{7}}{4}} \\-{\frac {6780818949\,{k}^{6}}{4}}+{\frac {8083053959\,{k}^{5}}{8}} -{\frac {20932696169\,{k}^{8}}{8}}+4017958\,k \\-{\frac {145271789\,{k}^{2}}{4}}-{\frac {3768579695\,{k}^{4}}{8}} +{\frac {1292510453\,{k}^{3}}{8}}$$

with the sequence

$$0, 2, 76332, 2557101612, 6352711134515, 2747239197568620, \\378972203462839707, \ldots$$

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  • $\begingroup$ What happens when you color 9 cells with >9 colors? $\endgroup$
    – amI
    Oct 30, 2018 at 15:24
  • $\begingroup$ @amI ...nothing happens, except that more colourings appear. $\endgroup$ Oct 30, 2018 at 16:01
  • $\begingroup$ but aren't the unique colorings reduced? $\endgroup$
    – amI
    Oct 30, 2018 at 16:08
  • $\begingroup$ I have added some commentary. $\endgroup$ Oct 30, 2018 at 18:45

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