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I have this problem from my Graphics course. Given this transformation matrix:

$$\begin{pmatrix} -2 &-1& 2\\ -2 &1& -1\\ 0 &0& 1\\ \end{pmatrix}$$

I need to extract translation, rotation and scale matrices. I've also have the answer (which is $TRS$): $$T=\begin{pmatrix} 1&0&2\\ 0&1&-1\\ 0&0&1\end{pmatrix}\\ R=\begin{pmatrix} 1/\sqrt2 & -1/\sqrt2 &0 \\ 1/\sqrt2 & 1/\sqrt2 &0 \\ 0&0&1 \end{pmatrix}\\ S=\begin{pmatrix} -2/\sqrt2 & 0 & 0 \\ 0 & \sqrt2 & 0 \\ 0& 0& 1 \end{pmatrix} % 1 0 2 1/sqrt(2) -1/sqrt(2) 0 -2/sqrt(2) 0 0 %T = 0 1 -1 R = /1/sqrt(2) 1/sqrt(2) 0 S = 0 sqrt(2) 0 % 0 0 1 0 0 1 0 0 1 $$

I just have no idea (except for the Translation matrix) how I would get to this solution.

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  • $\begingroup$ The principles described here don't apply to the given matrix. This is where I start losing hope of understanding this. $\endgroup$
    – metavers
    Nov 14, 2012 at 18:10
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    $\begingroup$ The upper left element of $S$ should be $-2\sqrt{2}$, not $-2/\sqrt{2}$. $\endgroup$
    – celtschk
    Jun 11, 2013 at 20:19

3 Answers 3

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I am a person from the future, and I had the same problem. For future reference, here's the algorithm for 4x4. You can solve your 3x3 problem by padding out your problem to the larger dimensions.

Caveat: the following only works for a matrix containing rotation, translation, and nonnegative scalings. This is the overwhelmingly commonest case, and doubtless what OP was expected to assume. A more-general solution is significantly more complicated and was not provided because OP didn't ask for it; anyone interested in supporting e.g. negative scalings and shear should look at Graphics Gems II §VII.1.

Start with a transformation matrix:$$ \begin{bmatrix} a & b & c & d\\ e & f & g & h\\ i & j & k & l\\ 0 & 0 & 0 & 1 \end{bmatrix} $$

  1. Extract Translation
    This is basically the last column of the matrix:$$ \vec{t} = \langle ~d,~h,~l~ \rangle $$While you're at it, zero them in the matrix.

  2. Extract Scale
    For this, take the length of the first three column vectors:$$ s_x = \|\langle ~a,~e,~i~ \rangle\|\\ s_y = \|\langle ~b,~f,~j~ \rangle\|\\ s_z = \|\langle ~c,~g,~k~ \rangle\|\\ \vec{s} = \langle s_x,s_y,s_z \rangle $$

  3. Extract Rotation
    Divide the first three column vectors by the scaling factors you just found. Your matrix should now look like this (remember we zeroed the translation):$$ \begin{bmatrix} a/s_x & b/s_y & c/s_z & 0\\ e/s_x & f/s_y & g/s_z & 0\\ i/s_x & j/s_y & k/s_z & 0\\ 0 & 0 & 0 & 1 \end{bmatrix} $$This is the rotation matrix. There are methods to convert it to quaternions, and from there to axis-angle, if you want either of those instead.

resource

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    $\begingroup$ It is not precisely true. Matrix obtained in third step has still 6 degrees of freedom, and it is composition of shear and rotation. $\endgroup$
    – peper0
    Oct 6, 2015 at 18:19
  • $\begingroup$ The OP did not specify shear was an option. The rotation matrix may produce a degenerate quaternion, but this is easy to detect during the conversion, and you should be doing that anyway. $\endgroup$
    – geometrian
    Oct 6, 2015 at 19:00
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    $\begingroup$ This works when scale is positive, however when odd number of scale components were negative, this won't get correct result. Would it help to multiply scale vector by sign of matrix diagonals? $\endgroup$ Mar 24, 2016 at 22:15
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    $\begingroup$ But how do we find reflections. sx, sy, sz values can be negative too. $\endgroup$
    – nbsrujan
    Apr 21, 2016 at 9:47
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    $\begingroup$ This doesn't work for negative scales, how do you find the scale of a negatively scaled transform? $\endgroup$ Mar 28, 2020 at 10:10
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It appears you are working with Affine Transformation Matrices, which is also the case in the other answer you referenced, which is standard for working with 2D computer graphics. The only difference between the matrices here and those in the other answer is that yours use the square form, rather than a rectangular augmented form.

So, using the labels from the other answer, you would have

$$ \left[ \begin{array}{ccc} a & b & t_x\\ c & d & t_y\\ 0 & 0 & 1\end{array}\right]=\left[\begin{array}{ccc} s_{x}\cos\psi & -s_{x}\sin\psi & t_x\\ s_{y}\sin\psi & s_{y}\cos\psi & t_y\\ 0 & 0 & 1\end{array}\right] $$

The matrices you seek then take the form:

$$ T=\begin{pmatrix} 1 & 0 & t_x \\ 0 & 1 & t_y \\ 0 & 0 & 1 \end{pmatrix}\\ R=\begin{pmatrix} \cos{\psi} & -\sin{\psi} &0 \\ \sin{\psi} & \cos{\psi} &0 \\ 0 & 0 & 1 \end{pmatrix}\\ S=\begin{pmatrix} s_x & 0 & 0 \\ 0 & s_y & 0 \\ 0 & 0 & 1 \end{pmatrix} $$

If you need help with extracting those values, the other answer has explicit formulae.

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I come from a more distant future ;-) and this is how I decompose affine matrices:

$H = \begin{bmatrix} 1 & 0 & 1 & 0 \\ 1 & 1 & 1 & 0 \\ 1 & 1 & 0 & 1 \\ 0 & 0 & 0 & 1 \end{bmatrix}$

Translation

Extract translation from last column:

$T = \begin{bmatrix} 1 & 0 & 0 & 0 \\ 0 & 1 & 0 & 0 \\ 0 & 0 & 1 & 1 \\ 0 & 0 & 0 & 1 \end{bmatrix}, L = \begin{bmatrix} 1 & 0 & 1 & 0 \\ 1 & 1 & 1 & 0 \\ 1 & 1 & 0 & 0 \\ 0 & 0 & 0 & 1 \end{bmatrix}$

$H = T L$

Rotation

Calculate the polar decomposition of $L$ to obtain rotation $R$ and stretch $S$ matrices:

$L = R S$

$H = T R S$

$R = \begin{bmatrix} 0.707 & -0.5 & 0.5 & 0 \\ 0 & 0.707 & 0.707 & 0 \\ 0.707 & 0.5 & -0.5 & 0 \\ 0 & 0 & 0 & 1 \end{bmatrix}, S = \begin{bmatrix} 1.414 & 0.707 & 0.707 & 0 \\ 0.707 & 1.207 & 0.207 & 0 \\ 0.707 & 0.207 & 1.207 & 0 \\ 0 & 0 & 0 & 1 \end{bmatrix}$

When the determinant of $R$ is negative (as in this case) it is necessary to change the sign of the linear part:

$R = \begin{bmatrix} -0.707 & 0.5 & -0.5 & 0 \\ 0 & -0.707 & -0.707 & 0 \\ -0.707 & -0.5 & 0.5 & 0 \\ 0 & 0 & 0 & 1 \end{bmatrix}, S = \begin{bmatrix} -1.414 & -0.707 & -0.707 & 0 \\ -0.707 & -1.207 & -0.207 & 0 \\ -0.707 & -0.207 & -1.207 & 0 \\ 0 & 0 & 0 & 1 \end{bmatrix}$

Scale

The stretch matrix $S$ can be further analyzed to obtain up to three scale matrices.

$S = S_1 S_2 S_3$

$H = T R S_1 S_2 S_3$

Each eigenvalue of $S$ represents a scale factor $f_i$ and its corresponding eigenvector $x_i$ represents the scaling axis. Each pair can be used to construct a scale matrix:

$S_i = I + x_i x_i^T (f_i-1)$

$f_1 = -2.414$, $x_1 = \begin{bmatrix} 0.707 \\ 0.5 \\ 0.5 \\ 0 \\ \end{bmatrix}$, $S_1 = \begin{bmatrix} -0.707 & -1.207 & -1.207 & 0 \\ -1.207 & 0.146 & -0.854 & 0 \\ -1.207 & -0.854 & 0.146 & 0 \\ 0 & 0 & 0 & 1 \end{bmatrix}$

$f_2 = -1$, $x_2 = \begin{bmatrix} 0 \\ -0.707 \\ 0.707 \\ 0 \\ \end{bmatrix}$, $S_1 = \begin{bmatrix} 1 & 0 & 0 & 0 \\ 0 & 0 & 1 & 0 \\ 0 & 1 & 0 & 0 \\ 0 & 0 & 0 & 1 \end{bmatrix}$

$f_1 = -0.414$, $x_1 = \begin{bmatrix} 0.707 \\ -0.5 \\ -0.5 \\ 0 \\ \end{bmatrix}$, $S_1 = \begin{bmatrix} 0.293 & 0.5 & 0.5 & 0 \\ 0.5 & 0.646 & -0.354 & 0 \\ 0.5 & -0.354 & 0.646 & 0 \\ 0 & 0 & 0 & 1 \\ \end{bmatrix}$

In the future we all use Jupyter Notebooks like this one that implements the method in Python. You can copy and test it.

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  • $\begingroup$ How would I extract the rotation angle (around z axis) from R? $\endgroup$
    – Nullman
    Dec 3, 2020 at 13:26
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    $\begingroup$ You can calculate the rotation angle as $$\theta = \arccos\left(\frac{trace(R) - 1}{2}\right)$$ But you may also need to calculate the rotation axis by finding the eigenvector corresponding to the eigenvalue 1. $\endgroup$
    – aerobiomat
    Dec 4, 2020 at 9:24
  • $\begingroup$ what do i do with the eigenvector? $\endgroup$
    – Nullman
    Dec 4, 2020 at 22:59
  • $\begingroup$ The eigenvector is the rotation axis. Well, it’s the direction of the axis that goes through the origin in a pure rotation. $\endgroup$
    – aerobiomat
    Dec 5, 2020 at 11:18
  • $\begingroup$ I know this post is 9 years old, but an additional detail: The scale matrix can be decomposed into shears and a diagonal, I think. You do the LU decomposition of S, and try to be a little more general and go for an "LUD" decomposition (ie. lower/upper/diagonal) (hard to find anything online on an LUD decomp). Your L and U unit triangular matrices are your shears, and your diagonal matrix D is your scaling factors in the direction of the 3 axes. $\endgroup$ Dec 8, 2021 at 4:47

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