# Existence of Partials Imply the Existence of Gradient Vector?

Let $f$ be a scalar function of three variables. Then the gradient vector is defined by: I read here that the existence of partial derivatives at some point $(x_0, y_0, z_0)$ does not imply the existence of the gradient vector at $(x_0, y_0, z_0)$. How is this possible, since the gradient vector is just a specific type of sum of the partial derivatives?

• First, given $x\in R^{3}$ then $f'(x)$ if it exists is a linear transformation: $\mathbb R^{3}\rightarrow \mathbb R$ which turns out to be $h\mapsto \nabla f(x)\cdot h$. The converse however is not necessarily true. That is, if the partials exist, that does NOT automatically give you differentiability of $f$ at $x$. To see this, look at the counterexamples in you own reference. Jun 30, 2015 at 23:26
• My question is about the gradient vector, not differentiability. Jun 30, 2015 at 23:49
• this is semantics: the vector $\frac{\partial f}{\partial x}i+\frac{\partial f}{\partial x}j$ can exist without $f$ being differentiable at $x$. But it is not the gradient, whose name is reserved for the case when $f$ is differentiable. Jun 30, 2015 at 23:56
• @Chilango thanks for clarifying. But I checked in Stewart's and Edward's texts and did not find this is explicitly stated - ie $\frac{\partial f}{\partial x}i+\frac{\partial f}{\partial y}j$ is only called the gradient when $f$ is differentiable. Would you know of literature that spells this out? Jul 1, 2015 at 3:03

Like @Chilango commented, the vector $f_x(x_0, y_0)i+f_y(x_0,y_0)j$ exists even if $f$ is not differentiable at $(x_0, y_0)$.

The link you gave conflates differentiability with existence of the gradient vector, but both my calculus textbook and my real analysis textbook give a different definition for differentiability: A function $f$ is differentiable at $(x_0,y_0)$ if $\Delta z = f_x(x_0,y_0)\Delta x + f_y(x_0,y_0)\Delta y + \varepsilon_1 \Delta x + \varepsilon_2 \Delta y$ where both $\varepsilon_1$ and $\varepsilon_2 \to 0$ as $(\Delta x, \Delta y) \to (0,0)$.

The books also show sufficient conditions for differentiability: existence and continuity of both partial derivatives.

Neither book specifies that we only call the vector $f_xi+ f_yj$ the gradient when $f$ is differentiable, but I don't know if this is standard.

Some applications of the gradient do fail if $f_x$ or $f_y$ is not continuous, because they depend on the differentiability of the function. Two examples are the interpretation of the gradient as the direction of maximum increase and the fact that the gradient is normal to the level curves; both of these rely on the existence of the directional derivative. This means that you can't do much with the vector if your function is not differentiable.

• Thanks for this detailed answer. Actually what you say ($\frac{\partial f}{\partial x}i+\frac{\partial f}{\partial x}j$ is called the gradient regardless of differentiability) seems to be contrary to what @Chilango commented. Also, you say toward the end "both of these rely on the existence of the directional derivative". But don't they rely on more than that fact? Isn't it the case that all directional derivatives can exist at a point, yet the function is not differentiable there? Jul 1, 2015 at 3:06
• @FreshAir: I guess it's the gradient whether or not $f$ is differentiable. I really never thought about it! You're right that directional derivatives don't imply differentiability either. Take $f(x,y)=\frac{x^{2}y}{x^{4}+y^{2}}$ and $f(0,0)=0$ as an easy counterexample. In fact, $f$ is not even continuous at $(0,0)$. Jul 1, 2015 at 3:31
• Yes, sorry, not just the existence of the directional derivative, but the fact that it equals the dot product of the gradient and the direction vector, which itself relies on the differentiability of the function. Jul 1, 2015 at 4:03
• The formula only works if the derivative exists, that's the point. If you compute the directional derivatives from scratch you see that they all exist but the formula $\nabla f(x)\cdot h$ is no good. Jul 1, 2015 at 4:10

The correct definition of the gradient vector is the following.

Let $$f: X \subset \mathbb{R}^n \to \mathbb{R}$$ be a function that is differentiable at point $$\mathbf{x}_0 \in \operatorname{int} X$$. Then gradient of $$f$$ at point $$\mathbf{x}_0$$ is the following vector $$\nabla f(\mathbf{x}_0) = \sum_{i=1}^n \mathbf{e}_i \frac{\partial f}{\partial \mathbf{e}_i}(\mathbf{x}_0) = \sum_{i=1}^n \mathbf{e}_i \frac{\partial f}{\partial x_i}(\mathbf{x}_0) = \begin{bmatrix} \frac{\partial f}{\partial x_1}(\mathbf{x}_0) \\ \frac{\partial f}{\partial x_2}(\mathbf{x}_0) \\ \vdots \\ \frac{\partial f}{\partial x_n}(\mathbf{x}_0) \end{bmatrix},$$ where $$\{\mathbf{e}_i\}_{i=1}^n$$ is some orthonormal basis in $$\mathbb{R}^n$$.

We do need the requirement of differentiability of $$f$$ at point $$\mathbf{x}_0$$ because it is easy to show that only in this case the expression above will be invariant when passing from one orthonormal basis to another (hence, it will be correctly defined vector object in $$\mathbb{R}^n$$). I mean that this requirement guarantees that if we change one orthonormal basis $$\{\mathbf{e}_i\}_{i=1}^n$$ in $$\mathbb{R}^n$$ to another orthonormal basis $$\{\mathbf{h}_i\}_{i=1}^n$$ in $$\mathbb{R}^n$$, then the expression for the gradient vector will change from $$\sum_{i=1}^n \mathbf{e}_i \frac{\partial f}{\partial \mathbf{e}_i}(\mathbf{x}_0)$$ to $$\sum_{i=1}^n \mathbf{h}_i \frac{\partial f}{\partial \mathbf{h}_i}(\mathbf{x}_0)$$ , such that these two expressions will be exactly equal: $$\sum_{i=1}^n \mathbf{e}_i \frac{\partial f}{\partial \mathbf{e}_i}(\mathbf{x}_0) = \sum_{i=1}^n \mathbf{h}_i \frac{\partial f}{\partial \mathbf{h}_i}(\mathbf{x}_0)$$, i.e. they describe the same object in different basises.

If all partial derivatives exist at point $$\mathbf{x}_0$$, but $$f$$ is not differentiable at this point, then there will no be such invariance property and the set $$\left(\frac{\partial f}{\partial x_1}(\mathbf{x}_0), \ldots, \frac{\partial f}{\partial x_n}(\mathbf{x}_0)\right)^\mathrm{T}$$ technically will not be a correctly defined vector object at all.