# $A^m\hookrightarrow A^n$ implies $m\leq n$ for a ring $A\neq 0$

I'm trying to prove that if $A\neq 0$ is a commutative ring and there is an injective $A$-module homomorphism $A^m\hookrightarrow A^n$ then $m\leq n$ must necessarily hold.

This is exercise 2.11 from Atiyah and MacDonald's Introduction to Commutative Algebra, but unfortunately all the solutions available online are either very sparse with regard to this question or seem to use (to my surprise) a generalized version of Cramer's rule. Is there perhaps some other "cleaner" approach to solving this problem?

• You've seen this MO thread? The Cayley-Hamilton one is the cleanest, in my view, but maybe that's the one you've seen? – Dylan Moreland Feb 7 '12 at 22:10
• Ah, thank you for linking to it. It does indeed have some nice answers. – Martin Worsek Feb 9 '12 at 19:35
• You can take a look at this answer. – Pierre-Yves Gaillard Feb 13 '12 at 9:02
• There is a proof in the more general context of IBN rings in this very interesting paper by P. M. Cohn, (1966) Some remarks on the invariant basis property. – Bernard Aug 30 '16 at 23:50

I'll permit myself to paraphrase and somewhat expand Balazs Strenner's argument using the Cayley-Hamilton theorem in the MO thread mentioned in the comment by Dylan Moreland, as maybe the sheer conciseness of that answer makes it less transparent to some.

Supposing for a contradiction $m>n$, compose your injection with the natural injection $A^n\to A^m$ so as to obtain an injective $A$-module endomorphism $\phi:A^m\to A^m$, which moreover when (further) composed with the function $\gamma:A^m\to A$ taking the final coordinate gives the zero map $A^m\to A$.

Let $\chi\in A[X]$ be the characteristic polynomial of $\phi$ (which being monic is certainly non-zero), and let $k\in\mathbf N$ be maximal so that $X^k$ divides $\chi$, in other words $\chi=X^kP$ where $P$ has constant term $c\neq0$. (Since the matrix of $\phi$ has its last $m-n$ columns zero, one can see that $k$ is at least $m-n$, but this fact is not used in the argument.) Now by the Cayley-Hamilton theorem $\chi(\phi)=0\in\mathrm{End}(A^m)$, which we can write as $\phi^k\circ P(\phi)=0$. Since $\phi$ is injective one has $\ker(\phi^k)=\{0\}$, so it follows that $P(\phi)=0$. But then $\gamma\circ P(\phi)=0$, and since $\gamma\circ\phi=0$ what remains after dropping null terms is $\gamma\circ c\phi^0=\gamma\circ cI=c\gamma=0$, a contradiction since $c\gamma$ sends the final basis element of $A^m$ to $c\neq0$.

• Dear Marc: +1 for your nice answer! I edited it to mention explicitly Balazs Strenner's name. I thought you wouldn't mind. – Pierre-Yves Gaillard Feb 13 '12 at 10:06
• @MarcvanLeeuwen In saying let $k \in \Bbb{N}$ be maximal so that $X^k$ divides $\chi$, aren't you assuming tacitly that the characteristic polynomial of $\phi$ has non-zero constant term? – user38268 Apr 12 '12 at 14:19
• @BenjaminLim: If I were assuming implicitly that $\chi$ had non-zero constant term, then I would have said that $k=0$. On the contrary, my parenthesised remark says that $k\geq m-n>0$, so I am in fact saying that $\chi$ does have zero constant term. – Marc van Leeuwen Apr 12 '12 at 15:22
• @MarcvanLeeuwen A priori how do we know that $\chi$ must have non-zero constant term? If the constant term is zero, would that not contradict the injectivity of $\phi$? – user38268 Apr 12 '12 at 22:19
• @BenjaminLim: The constant coefficient of $\chi$ is up to a sign equal to the determinant of $\phi$; we know this determinant is $0$ because the final row of the matrix of $\phi$ is entirely zero. Having determinant $0$ would contradict being injective over a field, but the point of this question is that $A$ can be any nontrivial commutative ring. Maybe zero determinant implies non-injective for square matrices over such rings (I think some proposed answer showed just that), but this is not easier than the question considered here, which amounts to "zero row implies non-injective". – Marc van Leeuwen Apr 13 '12 at 11:21

From Lam's Lectures on Modules and Rings...

This doesn't directly answer the original post asking for a proof that does not invoke Cramer's rule (which I interpret to mean a proof that doesn't use the fact that a system of homogeneous linear equations in more variables than equations has a nontrivial solution). But other questions have been closed with this question as the duplicate, I thought perhaps we might add some of the standard proofs.

To make up for it, let me discuss four related notions:

1. A ring $R$ is said to have (right) IBN ( Invariant basis number ) if, for any natural numbers $n$ and $m$, $R^n\cong R^m$ (as right modules) implies $n=m$.

2. A ring $R$ satisfies the rank condition if, for any $n\lt\infty$, any set of $R$-module generators for $R^n$ has cardinality at least $n$; equivalently, if $\alpha\colon R^k\to R^n$ is an epimorphism of (right) free modules, then $k\geq n$.

3. A ring $R$ satisfies the strong rank condition if, for any $n\lt\infty$, any set of linearly independent elements in $R^n$ has cardinality at most $n$. Equivalently, if $\beta\colon R^m\to R^n$ is a monomorphism of (right) free modules, then $m\leq n$.

4. A ring $R$ is stably finite if the matrix rings $\mathbb{M}_n(R)$ are Dedekind finite for all natural numbers $n$ (a ring $S$ is Dedekind finite if, for any $c,d\in S$, $cd=1$ implies $dc=1$).

(Commutative rings are, of course, Dedekind finite; they are also stably finite, as noted below.)

Proposition. If $R$ satisfies the strong rank condition, then it satisfies the rank condition.

Proof. Let $\alpha\colon R^k\to R^n$ be onto; by the universal property of free modules, $\alpha$ splits, so there is a one-to-one map $\beta\colon R^n\to R^k$ such that $\alpha\circ\beta=I_{R^n}$. By the strong rank condition, $n\leq k$, as required. $\Box$

Proposition. The following are equivalent:

1. $R$ is stably finite.
2. For any $n$, if $R^n\cong R^n\oplus N$ as $R$-modules, then $N=0$.
3. For any $n$, any $R$-module epimorphism $R^n\to R^n$ is an isomorphism.

Proof. (1)$\Rightarrow$(3): Let $p\colon R^n\to R^n$ be an epimorphism. Since $R^n$ is free, we know that $p$ splits, so there exists $q\colon R^n\to R^n$ such that $p\circ q = I_{R^n}$. Viewing $p$ and $q$ as $n\times n$ matrices $c$ and $d$, we have that $cd=1$ in $\mathbb{M}_n(R)$, hence by stable finiteness $dc=1$. Therefore, $q\circ p = 1$, so $p$ is one-to-one; thus $p$ is an isomorphism.

(3)$\Rightarrow$(2). Compose the isomorphism $R^n\to R^n\oplus N$ with the projection onto the first coordinate; this is an epimorphism, hence by (3) an isomorphism, so $N=0$.

(2)$\Rightarrow$(1). Let $c,d\in\mathbb{M}_n$ be such that $cd=1$. We view $c$ and $d$ as maps $R^n\to R^n$. Then we can write $R^n = d(R^n)\oplus\mathrm{ker}(c)$, and since $cd=1$, $d(R^n)\cong R^n$. Hence $R^n\cong R^n\oplus\mathrm{ker}(c)$, so by (2) we have $\mathrm{ker}(c)=0$. Thus, $c$ is one-to-one and onto, hence invertible; since $d$ is a right inverse for $c$, we must have $d=c^{-1}$, so $dc=1$. Thus, $R$ is stably finite. $\Box$

Proposition. If $R$ is nonzero and is stably finite, then $R$ satisfies the rank condition.

Proof. If $R$ does not satisfy the rank condition, then we have an epimorphism $\alpha\colon R^k\to R^n$ with $k\lt n\lt\infty$. Then (by an argument similar to that for $R^n = d(R^n) \oplus \mathrm{ker}(c)$ in the proof of (2)$\Rightarrow$(1) above) we get $$R^k \cong R^n\oplus\mathrm{ker}(\alpha) \cong R^k\oplus (R^{n-k}\oplus \mathrm{ker}(\alpha)),$$ where $R^{n-k}\oplus \mathrm{ker}(\alpha)\neq 0$, which proves that $R$ is not stably finite. $\Box$

Proposition. If $R$ satisfies the rank condition, then $R$ has IBN.

Proof. If $R^n\cong R^m$, the rank condition gives $n\leq m$ and $m\leq n$, hence $n=m$. $\Box$

Proposition.

1. A ring $R$ fails to satisfy the rank condition if and only if for some $n\gt k\geq 1$ there exist an $n\times k$ matrix $A$ and a $k\times n$ matrix $B$ over $R$ such that $AB=I_n$.

2. A ring $R$ satisfies the strong rank condition if and only if any homogeneous system of $n$ linear equations over $R$ with $m\gt n$ unknowns has a nontrivial solution over $R$.

Proof.

1. If $A$ and $B$ are matrices as given, then multiplication by $A$ gives an epimorphism $R^k\to R^n$ with $n\gt k$, proving that $R$ does not have the rank condition. Conversely, if the rank condition fails, then an epimorphism $\alpha\colon R^k\to R^n$ with $n\gt k$ yields $A$, and a splitting map for $\alpha$ gives $B$.

2. Write $R^n = \bigoplus_{i=1}^n e_iR$; let $u_1,\ldots,u_m$ be vectors of $R^n$, and write $u_j = \sum_{i=1}^n a_{ij}e_i$ (writing as left modules). Then if $x_j\in R$, we have $$\sum_j x_ju_j = \sum_i e_i\left(\sum_j a_{ij}x_j\right);$$ this combination is zero if and only if $x_1,\ldots,x_m$ are a solution of the system $A\mathbf{x}=\mathbf{0}$, where $A=(a_{ij})$ and $\mathbf{x}=(x_1,\ldots,x_m)^t$. Thus, if every system with $m\gt n$ has a nonzero solution, then $u_1,\ldots,u_m$ linearly independent implies $m\leq n$, the rank condition; and conversely, a system with $m\gt n$ with no nontrivial solutions produces an $m\gt n$ with $m$ linearly independent vectors in $R^n$. $\Box$

Theorem. A non-zero (right) noetherian ring $R\neq 0$ satisfies the strong rank condition.

Proof. Let $R\neq 0$ be (right) noetherian. For any $n$, $A=R^n$ is a noetherian module (finitely generated over a noetherian ring). If $m\gt n$, then $R^m = R^n\oplus R^{m-n}$. If we could embed $R^m$ in $R^n$, then we would be able to create an infinite ascending chain of submodules, $R^{m-n}\subset R^{m-n}\oplus R^{m-n}\subset R^{m-n}\oplus R^{m-n}\oplus R^{m-n}\subset\cdots$ by iterating the embedding of $R^m$ into $R^n$. But this is impossible with $R^{m-n}\neq 0$ in a noetherian ring. $\Box$

Corollary. Every commutative unital ring $R\neq 0$ satisfies the strong rank condition.

Proof. Let $A\mathbf{x}=\mathbf{0}$ be a system of $n$ linear equations in $m$ unknowns, $m\gt n$, and let $a_{ij}$ be the entries of $A$. Let $R_0$ be the subring of $R$ generated by $1_R$ and the $a_{ij}$. By the Hilbert Basis Theorem, this is a nonzero noetherian ring (it is a quotient of a polynomial ring over $\mathbb Z$ in finitely many unknowns), hence the system has a nontrivial solution in $R_0$ (as $R_0$ satisfies the strong rank condition), hence the system has a nontrivial solution in $R$. Thus, $R$ has the strong rank condition. $\Box$

Corollary. Any unital commutative ring $R$ is stably finite.

Proof. Let $C,D\in\mathbb{M}_n(R)$ such that $CD=I_n$. Then $\det(C)\det(D)=1$, so $\det C$ is a unit in $R$; hence $C$ is invertible with inverse $(\det C)^{-1}\mathrm{adj}(C)$ (the classical adjoint of $C$); since $D$ is a right inverse of an invertible matrix, it is the inverse, so $DC=I_n$. Thus, $R$ is stably finite. $\Box$

I have wanted to prove this using elementary row operations for some time, and finally found a way. Previously, I liked the proof using Cayley-Hamilton best.

First translate to matrix language. It must be shown that if $T$ is an $m$ by $n$ matrix with $m < n$, then its columns are linearly dependent. Equivalently, the linear equations corresponding to the matrix have a nontrivial solution.

If $A$ is an field, then the proof using elementary row operations is well known (reduce the matrix to an echelon form so that the equations are easy to solve). Similarly if $A$ is an integral domain. Then we can work in the fraction field and clear denominators to get a solution in $A$, or work directly in $A$ after admitting multiplication of rows by nonzero scalars as elementary row operations. For general $A$, the same method would work if we could avoid multiplying by zero-divisors. This is impossible in general, but multiplication by suitable non-nilpotent elements works almost as simply.

Lemma: If all of the entries $c_i$ of a column vector $c$ are nilpotent, then $c$ is linearly dependent.

Proof: Use induction. Let $r$ be a nonzero scalar that kills the first $k$ entries (start with $r = 1$ and $k = 0$). To kill the first $k+1$ entries, replace $r$ by $r c_i^p$ where $p$ is the largest integer (possibly $0$) such that $r c_i^p$ is nonzero ($p$ exists since $c_i$ is nilpotent).

If the first column of $T$ is linearly dependent, then we are done. Otherwise, by the lemma, one of its entries is non-nilpotent. Rearrange the rows so that the top left corner entry $d_1$ is non-nilpotent. We could now work entirely in the ring of fractions $S^{-1}A$ where S is the multiplicative set consisting of powers of $d_1$, but I want to make everything explicit. Working in $A$, use multiplication of rows by $d_1$ and other more elementary row operations to reduce the first column to $0$ except for its top left entry which remains as $d_1$. If $d_1$ is a zero-divisor, this gives some extra solutions to the equations and we must be careful not to use these. This will be done later, to keep everything explicit.

Continue reducing by induction. Keep in mind the ring of fractions that we are otherwise trying to avoid. To keep control of zero-divisors, at each step we must consider nilpotence in the ring of fractions set up by the previous step. If we reach a (reduced) column that has no non-nilpotent entry, then we are done for the purposes of solving the equations although not for the reduction to echelon form. Assume for simplicity that the reduction completes. Then the echelon form has entries of $0$ below the diagonal, and diagonal entries $d_i$ whose product is non-nilpotent; moreover, the problematic multiplications were only by the $d_i$. (The ring of fractions expanded at each step by allowing 1 more $d_i$ in denominators.)

Solving the equations for the echelon matrix is easy, as usual, since there are more equations than unknowns. Take $x_{n+1}$ as the product of the $d_i$, and $x_j = 0$ for $j$ larger than $n+1$. Solve as usual for $x_j$ for $j$ smaller than $n$. The critical point here is that the product of the $d_i$'s is nonzero. We had to take this product to get a value that can be divided by all of the $d_i$. If we had not expanded the ring of fractions at each step, then we still would have obtained an echelon matrix with non-nilpotent $d_i$, but then the $d_i$ would have been unrelated so their product might be $0$.